Michigan Technological University

 

Procedure for Periodic Review

of

Academic Departments and Schools

 

 

I.          Purpose

 

Regular, periodic reviews of academic departments and schools provide a formal process for thorough, fact-based documentation and evaluation of academic programs and the infrastructure supporting them, and for setting and acknowledging plans for their growth and improvement.  The distinctive feature of these reviews is that they focus uniquely on evaluation of the academic department as an integrated whole, and on the way the department’s resources are managed to promote its overall success.

 

 

II.         Review Cycle

 

Each academic department/school will be reviewed on either a five-year or a six-year cycle.  Departments/schools whose degrees are accredited by ABET will be reviewed on the ABET six-year cycle so the efficiency and effectiveness of data collection and evaluation can be maximized.  The School of Business and Economics shall be reviewed on a cycle that precedes the next scheduled AACSB review.  The College of Sciences and Arts will be on a six-year cycle, arranged so it does not conflict with ABET visit.  The School of Forest Resources and Environmental Science will be on a five-year cycle to precede the Society of American Foresters review.  The first program review for Forestry will be academic year 2004-05.  The School of Technology will be synchronized on a six-year cycle to match ABET review.  Undergraduate and graduate programs within the department/school will be included in the same review. 

 

The review cycle shall be reviewed annually to accommodate changes in accrediting times, schedules, or cycles.

 

 

III.        Responsibility and Locus of the Review

 

Reviews are initiated by the Provost by memo to the cognizant Dean(s). The Dean works with the Department Chair to set out a detailed time line, to identify specific elements of the review, and to identify two external reviewers and one internal reviewer. For units with graduate programs, the Dean of the Graduate School will be consulted to identify specific elements relevant to graduate education, and in selection of the reviewers.  If the review is of a school, the Provost assumes the Dean’s role with respect to timeline, elements of review, and selection of reviewers.

 

 

IV.       Schedule

 

A.  Departments/schools to be reviewed will be identified in the fall for reviews to be conducted during the following academic year.

 

B.  Self-studies will be completed by the end of the fall semester of the review year. 

 

C.  Off-campus reviewers will be identified during the fall semester of the review year.

 

D.  The self-study will be provided to outside reviewers by the second week of the spring semester.

 

E.  The visit to campus by the external reviewers will be completed by the eighth week of spring term, with the reviewers’ reports due in the Dean’s(s’)  office by the end of the eleventh week.

 

F.   The Dean (and if the review includes a department with a graduate program, the Dean of the Graduate School) meets with the faculty of the department/school to discuss the reviewers’ reports by the end of September of the following year.

 

G.  The Department will provide the dean of the college, or the School will provide the Provost, with its Departmental Review Summary Report (described below) by October 15.

 

H.  The cognizant Dean forwards to the Provost the departmental report and the Dean’s(s’)  commentary and analysis by end of October.

 

I.    The Provost reports the findings of the review to the Board of Control in a timely fashion.

 

 

V.        The Self Study

 

A.        The department or school under review prepares a self-study. The principal author may be the chair or a committee.  The final document should represent a departmental consensus, when possible. 

 


B.        The self study shall contain, but not be limited to, the following statements and analyses:

 

1.   Departmental mission and vision statements

 

2.   Quantitative data – faculty, staff, facilities, budgets, students, rates of retention and degree completion, placement after graduation, faculty scholarship and funding.  Institutional Analysis will provide basic data using a uniform template and clearly defined units.  The department may provide additional data as they deem helpful.

 

3.   Results from surveys of graduates and their employers, as appropriate

 

4.   Report on assessment of student academic success

 

5.   Recent initiatives and their evaluation

 

6.   Goals for the future

 

C.    Supplemental information shall be presented in an Appendix.  Each Appendix shall be given a number.

 

D.    The Self Study shall conclude with responses to questions on five broad issues (synoptic questions) that form an important part of the departmental evaluation as described in Attachment 1.

 

 

VI.       External Reviewers

 

Two senior academic faculty members, department chairs, deans or similar individuals of significant professional stature in a field central to the department under review will serve as external reviewers.  The department, the cognizant Dean and the Dean of the Graduate School will work together to identify potential external reviewers, and the Dean will invite the external reviewers to serve.  The external reviewer’s normal travel expenses will be paid in accordance with university travel policy, and an appropriate honorarium proposed by the Dean and approved by the Provost will be provided after completion of their reviews.  The External Reviewers will review the self-study, simultaneously visit the university to meet with the Dean, the Dean of the Graduate School, faculty, staff and students, and to see the facilities.  They will then prepare individual reports addressed to the Dean(s), with copies to the department.   A combined report from all three reviewers may be submitted in addition to the individual reports.  A set of fundamental questions common to all reviews should provide a partial basis for external reviewers’ reports.  Deans and/or departments may supplement the standard questions with other requests that help them address their needs, and external reviewers should be encouraged to expand as they think useful.  One- or two-page resumes or curriculum vitae describing the qualifications of each external reviewer shall be submitted with the Deans(s’) evaluation report to the Provost.

 

 

VII.      Internal Reviewer

 

The cognizant Dean, in consultation with the Chair and the Dean of the Graduate School will identify and appoint a member of the Michigan Tech Faculty not formally linked to the department under review to serve as an Internal Reviewer.  The internal reviewer may be a full-time faculty member, or an administrator with a tenured faculty appointment.  It is recommended that the internal reviewer be chosen from outside the college or school.  The Internal and External Reviewers will work together as a team.  An anticipated benefit of internal review is that it should improve understanding within the University of the aspirations and challenges of each academic unit.  In addition, the Internal Reviewer will be able to efficiently assist External Reviewers in accessing additional information that will improve the effectiveness of the review process.

 

 

VIII.     Review Summary Report

 

The department/school then prepares for the Dean(s’) a document consisting of a one-page executive summary, the self-study, the reviewers’ reports, the department’s/school’s response to the reviewers’ reports, and a comprehensive summary.  The comprehensive summary will bring together all that has been learned through the review, and will draw conclusions that serve as the basis for future growth and improvement.  The final section of the Summary Report will be an itemized action plan with mileposts, dates and responsible parties for each item.  The action plan should include significant items that are not dependent on new resources from the general fund.  Separately, the department shall prepare a listing of the principal observations and comments made by the reviewers in their reports as well as a listing of the reviewers’ principal recommendations for submittal to the Provost.

 

 

IX.       Dean’s(s’) Evaluation

 

The School or College Dean and the Dean of the Graduate School (if a graduate program was reviewed) shall consult in preparing their respective reports to the Provost, but each dean shall provide the Provost with a separate written response to the review (with a copy to the department chair). 

 

 


X.        Provost’s Report

 

The Provost will communicate the findings of the review to the Board of Control in a timely fashion.

 

 

XI.       History of Revisions or Changes

           

            8/25/04    Procedures Adopted


Attachment A

 

There are five synoptic questions to be addressed by all departments and schools under review:

 

1.      In what ways does your unit support both the University’s and your college’s/school’s mission and vision statements?

 

2.      In what ways does your unit intersect with the University’s current strategic planning statement?

 

3.      In what ways does your unit promote a positive image of MTU beyond the University (locally, regionally, nationally)?

 

4.      In what ways does your unit contribute to interdisciplinary education and/or research?

 

5.      In what ways does your unit integrate its undergraduate program(s), graduate program(s) (if applicable), research, and scholarly activities?

 

Supplemental questions provided by the Dean of Graduate School:

 

1.      In what ways does your unit manage the sometimes-competing needs for resources generated by graduate and undergraduate programs?

 

2.   In what ways does your unit demonstrate leadership in the growth of your discipline?